Overview
- Deals with the securities law enforcement regime in China
- Tests the collective action problem of retail investors harmed by securities fraud
- Collects enforcement output data of China Securities Regulatory Commission
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Table of contents (8 chapters)
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Front Matter
Keywords
About this book
This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies.
Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.
Authors and Affiliations
About the author
Wenming Xu is the Associate Professor and Associate Dean of School of Law and Economics at China University of Political Science and Law (CUPL). He obtained his BA and LLB from CUPL, and Ph.D.in Law and Economics from University of Bologna. Wenming’s research interests mainly include law and economics, law and corporate finance, securities law and regulation and empirical legal studies, and he teaches Law and Economics, Law and Finance, and Empirical Methods in Legal Studies at both undergraduate and postgraduate levels. He has served as visiting scholars at University of Oxford, University of Chicago, Northwestern University, National University of Singapore and Max Planck Institute for Comparative and International Private Law. Wenming has received multiple research grants, for example, from the National Planning Office of Philosophy and Social Science, Fok Ying Tung Education Foundation for Junior Faculties and Beijing Planning Office of Philosophy and Social Science, and published extensively in both international and Chinese journals, including International Review of Law and Economics, European Business Organization Law Review, European Journal of Law and Economics and Economics of Governance.
Bibliographic Information
Book Title: The Enforcement of Securities Law in China
Book Subtitle: A Law and Economics Assessment
Authors: Wenming Xu
DOI: https://doi.org/10.1007/978-981-19-0904-7
Publisher: Springer Singapore
eBook Packages: Law and Criminology, Law and Criminology (R0)
Copyright Information: The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd. 2022
Hardcover ISBN: 978-981-19-0903-0Published: 15 March 2022
Softcover ISBN: 978-981-19-0906-1Published: 16 March 2023
eBook ISBN: 978-981-19-0904-7Published: 14 March 2022
Edition Number: 1
Number of Pages: IX, 151
Number of Illustrations: 10 b/w illustrations, 2 illustrations in colour
Topics: Private International Law, International & Foreign Law, Comparative Law , Civil Law, Law and Economics